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Compliance Officer/BSA Officer

Compliance | Santa Rosa, CA | Full Time

Job Description

Compliance Officer/BSA Officer


Do you want to be part of a strong team dynamic, in a local organization where you know your contribution makes a difference in your community?


Summit State Bank, regular winner of the Best Places to work in Sonoma County award, seeks a high performer to be a contributor to our team. We encourage and reward hard work, initiative, drive and results. As a valued member of our team, we welcome and encourage a commitment to:


  • Providing the highest customer service experience

  • Community service

  • Lifelong learning

  • New ideas

  • An unyielding drive for excellence in performance


We are looking for a Compliance Officer who also acts as the bank’s BSA Officer, Privacy Officer, CIP Officer, OFAC Officer, Safe Act Officer, Reg. O Officer and Risk Management Officer.

The Compliance Officer examines bank policies, procedures, and practices to ensure compliance with laws and regulations; works closely with senior management and banking staff to guarantee the institute's policies and procedures follow these rules. Remains current with changes to federal and state banking laws and regulations affecting the management, operations, and product offerings of the bank. Provides guidance for the Board and senior management team on matters relating to compliance.  Ensures compliance with all requirements, policies and procedures outlined in the Bank’s BSA/AML Compliance Program.  Oversees the BSA team to ensure timely and accurate filing of BSA regulatory forms such as Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs). Consults with and advises operating units and managers affected by compliance issues and regulatory requirements. Coordinates with various departments and legal counsel, when necessary, to ensure adherence to laws and regulations relating to new or revised regulations, products and services offerings. Oversees the revision, preparation, and dissemination of new and updated compliance standards and procedures. Coordinates the organization and timely updating of the bank’s policy and procedure manuals. Coordinates, supervises, and supports bank's compliance-related programs, such as compliance training, compliance. testing and reporting, and records warehousing and destruction. Also, arranges compliance audits in conjunction with Audit Committee and acts as the bank’s liaison with Audit Committee.

Minimum Requirements: Bachelor's degree (B. A.) from four-year college or university; or seven years compliance experience and/or training; or equivalent combination of education and experience. The strong candidate will be a Certified Regulatory Compliance Manager (CRCM).


We offer a market leading benefits package with medical and dental, a 401(k) program, employer-matching 401(k) contributions, and tuition reimbursement. As a team and as individuals, we always strive to exceed the highest of standards.


All applicants should apply at our website:


Summit State Bank is an Equal Opportunity Employer of women, minorities, protected veterans and individuals with disabilities.